# Financial Compliance Training

## Pass Every Audit. Train Every Role.

AML for every employee who touches transactions, FCPA for anyone working with international partners, and GLBA and data privacy for IT and operations — trained, documented, and audit-ready. No second vendor required. $5/user/month.

- AML violations can draw fines in the hundreds of millions — training is your first line of defense
- GLBA, CCPA, and GDPR compliance are all covered without needing a separate vendor

**4.8** 40+ reviews from  
$5 Per user/month All courses included

### Compliance Dashboard  
Financial Services Team

- AML Compliance Complete  
47/47 employees certified

- Banking Compliance Due Soon  
21/47 employees certified

## Compliance Requirements

### The Four Areas Examiners Always Look At First

Regulators don’t give credit for good intentions. Every employee — from the teller window to the C-suite — needs training that matches their actual exposure. Here’s what applies.

### Anti-Money Laundering (AML) / BSA

Required for all financial institutions. Covers Know Your Customer (KYC), Suspicious Activity Reports (SARs), and how to spot red flags before they become enforcement actions.

Violations: fines reaching **hundreds of millions**

### FCPA (Foreign Corrupt Practices Act)

Required for any organization doing business internationally. Covers anti-bribery, third-party risk, and what counts as a violation — even when it happens overseas.

**Annual refresher** required

### Banking Regulations (FDIC, CFPB)

Consumer protection, fair lending, privacy notices, and the regulatory expectations your front-line staff need to understand and act on every day.

**Regulatory action**, fines, and license risk

### Cybersecurity & Data Privacy

GLBA Safeguards Rule, CCPA, and GDPR. Phishing prevention, data handling, and what to do when something goes wrong — for IT and non-technical staff alike.

Up to **$100,000** per violation under GLBA

### Non-compliance is costly

AML enforcement fines have reached into the billions at the institutional level. FCPA violations carry civil penalties up to $2.5M per count plus disgorgement. GLBA Safeguards non-compliance can cost $100,000 per violation — and that’s before any reputational damage.

## Course Catalog

### Training for Every Role and Every Regulation

Every course includes a completion certificate. Assign by role, department, or risk exposure — not one-size-fits-all.

| Course | Duration | Price | Certificate | Approval |
| --- | --- | --- | --- | --- |
| [Anti-Money Laundering (AML) Compliance](https://coggno.com/online-courses/financial-compliance/aml/anti-money-laundering-aml-awareness-course)<br>Popular | 20 min | $9.95 | Yes | BSA/AML compliant |
| [Banking Compliance](https://coggno.com/online-courses/financial-compliance/banking/banking-customer-service)<br>Popular | 5 min | $9.95 | Yes | FDIC/CFPB aligned |
| [FCPA (Foreign Corrupt Practices Act)](https://coggno.com/online-courses/financial-compliance/general-financial-regulatory-compliance/foreign-corrupt-practices-act-compliance) | 11 min | $9.95 | Yes | DOJ/SEC aligned |
| [General Financial Regulatory Compliance](https://coggno.com/online-courses/professional-development/accounting-courses/financial-ratios-comparables-analysis-1) | 22 min | $39.00 | Yes | Best practice |
| [General Cybersecurity Training](https://coggno.com/online-courses/cybersecurity-compliance/data-privacy-and-protection/cybersecurity-awareness-s7-1) | 30 min | $24.95 | Yes | Best practice |
| [Data Privacy & Protection](https://coggno.com/online-courses/cybersecurity-compliance/data-privacy-and-protection/data-privacy-managing-the-security-and-proper-use-of-personal-information-course) | 8 min | $9.95 | DOL Card | GLBA/CCPA/GDPR aligned |
| [AI Compliance](https://coggno.com/online-courses/cybersecurity-compliance/ai/ai-regulation-and-compliance) | 8 min | $9.95 | Yes | Emerging frameworks |
| [Sexual Harassment Prevention](https://coggno.com/online-courses/hr-compliance/sexual-harassment/sexual-harassment-in-the-workplace-national) | 45 min | $9.95 | Yes | State-specific |
| [Ethics & Code of Conduct](https://coggno.com/online-courses/hr-compliance/ethics-and-code-of-conduct/ethics-and-code-of-conduct-course-1) | 25 min | $9.95 | Yes | Best practice |

## Frequently Asked Questions

### Does the AML course actually meet BSA requirements?

Yes. It covers KYC, how to file a Suspicious Activity Report, transaction monitoring red flags, and what triggers a Currency Transaction Report — all aligned with BSA and FinCEN guidance.

### Can I give different training to tellers versus loan officers?

Yes. You set up role-based training paths so each employee gets exactly the courses that match their position and risk exposure. Nobody sees training that doesn’t apply to their job.

### Is the GLBA Safeguards Rule covered?

Yes. The Data Privacy & Protection course covers GLBA, CCPA, and GDPR — including what the Safeguards Rule requires for customer financial data protection and incident response.

### Is the FCPA course right for non-U.S. employees?

Yes. The FCPA course is written for anyone involved in international business — wherever they’re located. It covers what constitutes a violation, third-party liability, and how to stay out of trouble.

### Do you have AI compliance training?

Yes. It covers ethical AI use, data governance, model risk, and the regulatory frameworks that financial institutions need to understand as they adopt AI tools.

### How often should AML training be refreshed?

Annual refreshers are best practice and what most regulators expect to see in a documented training program. Coggno tracks completion dates and sends automatic reminders when renewals are due.

## Compliance Training for Every Role.  Start your team's journey today.