Financial Compliance Training

Pass Every Audit. Train Every Role.

AML for every employee who touches transactions, FCPA for anyone working with international partners, and GLBA and data privacy for IT and operations — trained, documented, and audit-ready. No second vendor required. $5/user/month.

• AML violations can draw fines in the hundreds of millions — training is your first line of defense
• GLBA, CCPA, and GDPR compliance are all covered without needing a separate vendor

4.8 40+ reviews from
$5 Per user/month All courses included

Compliance Dashboard

Financial Services Team

• AML Compliance Complete
  47/47 employees certified

• Banking Compliance Due Soon
  21/47 employees certified

Compliance Requirements

The Four Areas Examiners Always Look At First

Regulators don’t give credit for good intentions. Every employee — from the teller window to the C-suite — needs training that matches their actual exposure. Here’s what applies.

Anti-Money Laundering (AML) / BSA

Required for all financial institutions. Covers Know Your Customer (KYC), Suspicious Activity Reports (SARs), and how to spot red flags before they become enforcement actions.

Violations: fines reaching hundreds of millions

FCPA (Foreign Corrupt Practices Act)

Required for any organization doing business internationally. Covers anti-bribery, third-party risk, and what counts as a violation — even when it happens overseas.

Annual refresher required

Banking Regulations (FDIC, CFPB)

Consumer protection, fair lending, privacy notices, and the regulatory expectations your front-line staff need to understand and act on every day.

Regulatory action, fines, and license risk

Cybersecurity & Data Privacy

GLBA Safeguards Rule, CCPA, and GDPR. Phishing prevention, data handling, and what to do when something goes wrong — for IT and non-technical staff alike.

Up to $100,000 per violation under GLBA

Non-compliance is costly

AML enforcement fines have reached into the billions at the institutional level. FCPA violations carry civil penalties up to $2.5M per count plus disgorgement. GLBA Safeguards non-compliance can cost $100,000 per violation — and that’s before any reputational damage.

Course Catalog

Training for Every Role and Every Regulation

Every course includes a completion certificate. Assign by role, department, or risk exposure — not one-size-fits-all.

Frequently Asked Questions

Does the AML course actually meet BSA requirements?

Yes. It covers KYC, how to file a Suspicious Activity Report, transaction monitoring red flags, and what triggers a Currency Transaction Report — all aligned with BSA and FinCEN guidance.

Can I give different training to tellers versus loan officers?

Yes. You set up role-based training paths so each employee gets exactly the courses that match their position and risk exposure. Nobody sees training that doesn’t apply to their job.

Is the GLBA Safeguards Rule covered?

Yes. The Data Privacy & Protection course covers GLBA, CCPA, and GDPR — including what the Safeguards Rule requires for customer financial data protection and incident response.

Is the FCPA course right for non-U.S. employees?

Yes. The FCPA course is written for anyone involved in international business — wherever they’re located. It covers what constitutes a violation, third-party liability, and how to stay out of trouble.

Do you have AI compliance training?

Yes. It covers ethical AI use, data governance, model risk, and the regulatory frameworks that financial institutions need to understand as they adopt AI tools.

How often should AML training be refreshed?

Annual refreshers are best practice and what most regulators expect to see in a documented training program. Coggno tracks completion dates and sends automatic reminders when renewals are due.

Compliance Training for Every Role. Start your team's journey today.